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Sequence Financial Specialists: Financial specialists focused on clients’ transactional needs

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From left: Karen Rollins, senior administrative assistant; Gene King, senior managing director; Charlie Bacon, associate

FINRA/SIPC-registered broker/dealer firm provides investment banking and advisory services

The world of investment banking is complex. There are many intricate steps involved in raising capital or transferring ownership of a company. Each step requires expertise and guidance in the form of transactional and financial knowledge.

Sequence Financial Specialists (SFS), is a broker/dealer and boutique investment bank in Charleston, S.C. Under its parent company, Sequence Holdings LLC, SFS offers financial services with an emphasis on raising debt and equity capital.

Contact Info:
1505 King St. Extension, Suite 200
Charleston, SC 29405

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Investors have peace of mind that they are working with a firm that adheres to maintaining fairness of U.S. capital market transactions. SFS offers managing broker/dealer services for alternative investment clients looking to raise capital through private placement offerings.

As a managing broker/dealer, SFS works to help clients continually raise capital using selling groups it builds through developing broker/dealer relationships with clients’ wealth advisers.

Gene King, senior managing director for Sequence Holdings, has 35 years of experience in the financial industry. “The internet, Google and other search engines allow anyone to educate themselves for capital raise, while SFS, as a service provider, works to complete a transaction,” he said.

As the parent company for a financial transaction and commercial real estate firm, Sequence Holdings, through SFS and Sequence Real Estate, adds value to transactions for its clients by utilizing expertise and market knowledge in creating, then executing, an individually tailored plan for each capital market and commercial real estate-oriented client.

Sequence Financial also specializes in EB-5 transactions, which allow foreign investors to gain immigration status through a federally approved process. The EB-5 visa gives high net-worth foreign individuals the ability to obtain a green card, thus lawful permanent residency and citizenship for the investor and immediate family in the United States through an investment of $500,000.

The investment must create at least 10 U.S. jobs within two years after the investor’s application is approved, thus it’s an excellent example of an international financial transaction working in conjunction with domestic economic development and the expertise Sequence Financial Specialists offers.

Sequence Financial specializes in EB-5 transactions, which allow foreign investors to gain immigration status.

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